Responses to consultations - 2006

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• DecemberResponse to DP 06/05 - FSA Confirmation of Industry Guidance
• DecemberResponse to CP 06/19*** Reforming Conduct of Business Regulation and CP 06/20*** Financial Promotions
• NovemberResponse to Consultation by The Commission on Unclaimed Assets on the establishment of The Social Investment Bank
• OctoberResponse to DP 06/4 - Responsibilities of providers and distributors for the fair treatment of customers
  
• OctoberResponse to CP 06/15*** - Reforming the Approved Persons Regime
• OctoberLorem Response : EU Proposal to Amend the Supervisory Review Process for Cross-Border Mergers and Acquisitions
• SeptemberResponse to informal paper in MiFID Client Classification
• SeptemberResponse to Chapter 2: Proposed amend amendments to the Glossary definition of a pure protection contract CP 06/13***
• SeptemberResponse to the Report of the Alternative Investment Expert Group to the European Commission
• SeptemberResponse to the Report of the Expert Group on Investment Fund Market Efficiency
• AugustResponse to CP 06/09 - Organisational Systems and Controls
• August Letter to John Tiner re Move to a More Principles-Based Regulatory Regime
• AugustResponse to DP 06/03 - Implementing MiFID's Best Execution Requirements
• JulyResponse to Consultation CP 06/08** - Regulation of Home Reversions and Home Purchase Plans
• JulyResponse to DP 06/02 Financial Ombudsman Service compulsory jurisdiction : funding review
• JulyResponse to Closing the Advice Gap Consultation
• JulyConsultation Paper 06/7** - Single and Dual Pricing for Authorised Collective Investment Schemes
• JulyConsumer Panel response to CP 06/4** : Implementation of the Transparency Directive and Investment Entities Listing Review
• JulyResponse to CP 06/5** The regulation of personal pension schemes including SIPPs
• JuneResponse to HMT Consultation on secondary legislation for the regulation of home reversions and home purchase plans
• JuneFinancial Consumer Panel - Response to Consultation - extending employers freedom - fin proms in the workplace
• JuneResponse to CP 06/6* - Audit Exemption in the Companies Act 2005
• JuneResponse to DP 06/1 - Financial Services Compensation Scheme Funding Review
• JuneRegulatory Reform Order - A 2nd Consultation on Proposed Changes to the Financial Services and Markets Act 2000 ("FSMA")
• JuneFinancial Services Consumer Panel response to the public consultation on the Internal Market
• MayReview of Compensation Scheme & Ombudsman Service Limits & Miscellaneous Amendments to the Compensation Sourcebook
• MayDTI Consultation - Proposals for an EC Consumer Credit Directive
• AprilResponse to DTI Consultation 06/82 'Strengthen and Streamline Consumer Advocacy '
• AprilQuarterly Consultation No 7 06/01*
• MarchResponse to the FSMA Regulatory Reform Order Consultation Paper
  
• FebruaryThe Consumer Panel's response to the FOS Corporate Plan and 2006/07 Budget
• FebruaryLetter to FSA on CP05/08** (RU64) - Suitability Standards for Advice on Personal Pensions
• FebruaryResponse to the Commission's Green Paper the Enhancement of the EU Framework for Investment Funds
• JanuaryResponse to CP05/13**: Bundled brokerage and soft commission arrangements for retail investment funds
• JanuaryLetter to European Commission on the implementation of the Markets in Financial Instruments Directive (MiFID)