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Our Work  /  Responses to Consultations  /  2006
date title download
December   Response to DP 06/05 - FSA Confirmation of Industry Guidance

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December   Response to CP 06/19*** Reforming Conduct of Business Regulation and CP 06/20*** Financial Promotions and other communications

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November   Response to Consultation by The Commission on Unclaimed Assets on the establishment of The Social Investment Bank

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October   Response to DP 06/4 - Responsibilities of providers and distributors for the fair treatment of customers

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October   Response to CP 06/15*** - Reforming the Approved Persons Regime  download pdf

October   Response to recent DP : EU Proposal to Amend the Supervisory Review Process for Cross-Border Mergers and Acquisitions in the Relevant Banking, Insurance and Securities Derivatives

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September   Response to informal paper in MiFID Client Classification   download pdf
September   Response to Chapter 2: Proposed amend amendments to the Glossary definition of a pure protection contract CP 06/13*** Quarterly Consultation (No.9)

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September  

Response to the Report of the Alternative Investment Expert Group to the European Commission: Managing, Servicing and Marketing Hedge Funds in Europe

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September   Response to the Report of the Expert Group on Investment Fund Market Efficiency

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August   Response to CP 06/09 - Organisational Systems and Controls

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August   Response to DP 06/03 - Implementing MiFID's Best Execution Requirements

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July   Response to Consultation CP 06/08** - Regulation of Home Reversions and Home Purchase Plans

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July   Response to DP 06/02 Financial Ombudsman Service compulsory jurisdiction : funding review

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July   Response to Closing the Advice Gap Consultation

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July  

Consultation Paper 06/7** - Single and Dual Pricing for Authorised Collective Investment Schemes

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July   Consumer Panel response to CP 06/4** : Implementation of the Transparency Directive and Investment Entities Listing Review

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July   Response to CP 06/5** The regulation of personal pension schemes including SIPPs

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June   Response to HMT Consultation on secondary legislation for the regulation of home reversions and home purchase plans.

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June   Financial Consumer Panel - Response to Consultation - extending employers freedom - fin proms in the workplace

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June   Response to CP 06/6* - Audit Exemption in the Companies Act 2005

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June   Response to DP 06/1 - Financial Services Compensation Scheme Funding Review

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June   Regulatory Reform Order - A 2nd Consultation on Proposed Changes to the Financial Services and Markets Act 2000 ("FSMA")

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June   Financial Services Consumer Panel response to the public consultation on the Internal Market

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May  

Review of Compensation Scheme and Ombudsman Service Limits and Miscellaneous Amendments to the Compensation Sourcebook - CP 05/15**

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May   DTI Consultation - Proposals for an EC Consumer Credit Directive

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April   Response to DTI Consultation 06/82 'Strengthen and Streamline Consumer Advocacy - Consultation on Consumer Representation and Redress'.

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April   Quarterly Consultation No 7 06/01*  

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March  

Response to the FSMA Regulatory Reform Order Consultation Paper

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February   The Consumer Panel's response to the FOS Corporate Plan and 2006/07 Budget

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February   The Consumer Panel's response to the Commission's Green Paper the Enhancement of the EU Framework for Investment Funds.

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January   The Consumer Panel's response to CP05/13**: Bundled brokerage and soft commission arrangements for retail investment funds

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