Response to DP 06/05 - FSA Confirmation of Industry Guidance
December
Response to CP 06/19*** Reforming Conduct of Business Regulation and CP 06/20*** Financial Promotions and other communications
November
Response to Consultation by The Commission on Unclaimed Assets on the establishment of The Social Investment Bank
October
Response to DP 06/4 - Responsibilities of providers and distributors for the fair treatment of customers
October
Response to CP 06/15*** - Reforming the Approved Persons Regime
October
Response to recent DP : EU Proposal to Amend the Supervisory Review Process for Cross-Border Mergers and Acquisitions in the Relevant Banking, Insurance and Securities Derivatives
September
Response to informal paper in MiFID Client Classification
September
Response to Chapter 2: Proposed amend amendments to the Glossary definition of a pure protection contract CP 06/13*** Quarterly Consultation (No.9)
September
Response to the Report of the Alternative Investment Expert Group to the European Commission: Managing, Servicing and Marketing Hedge Funds in Europe
September
Response to the Report of the Expert Group on Investment Fund Market Efficiency
August
Response to CP 06/09 - Organisational Systems and Controls
August
Response to DP 06/03 - Implementing MiFID's Best Execution Requirements
July
Response to Consultation CP 06/08** - Regulation of Home Reversions and Home Purchase Plans
July
Response to DP 06/02 Financial Ombudsman Service compulsory jurisdiction : funding review
July
Response to Closing the Advice Gap Consultation
July
Consultation Paper 06/7** - Single and Dual Pricing for Authorised Collective Investment Schemes
July
Consumer Panel response to CP 06/4** : Implementation of the Transparency Directive and Investment Entities Listing Review
July
Response to CP 06/5** The regulation of personal pension schemes including SIPPs
June
Response to HMT Consultation on secondary legislation for the regulation of home reversions and home purchase plans.
June
Financial Consumer Panel - Response to Consultation - extending employers freedom - fin proms in the workplace
June
Response to CP 06/6* - Audit Exemption in the Companies Act 2005