| date |
 |
title |
|
download |
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| 20 Dec 00 |
|
Professional Firms. Response to FSA's consultation paper 69 'The exempt professional firms sourcebook'.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
 |
|
| 20 Dec 00 |
|
Response to HM Treasury consultation 'Regulated Activities - second consultation document'.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| Dec 00 |
|
Response to HM Treasury 'Financial Promotion - Third Consultation Document'.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
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| Dec 00 |
|
Regulating Mortgages. Response to HM Treasury consultation: 'Regulating Mortgages'.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| Sep 00 |
|
Stakeholder Pensions. Response to FSA Consultation Paper 61: The Regulation of Stakeholder Pensions.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 06 Sep 00 |
|
CoBs Supplement. Response to FSA Consultation Paper 57: CoBs Supplement.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 06 Sep 00 |
|
Training & Competence Sourcebook. Response to FSA Consultation Paper 60: Feedback Statement to T&C Sourcebook.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
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|
| 31 Aug 00 |
|
FSA's post-N2 fee-raising arrangements. Response to FSA Consultation Paper 56: The FSA's post-N2 fee-raising arrangements.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 13 Sep 00 |
|
Polarisation. Response to a review for the FSA by London Economics - Polarisation and Financial Services Intermediary Regulation |
|
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| 17 Jul 00 |
|
Money Laundering
Response to FSA consultation paper 46: money laundering: the FSA's new role.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 30 Jun 00 |
|
Regulation of stakeholder pensions business. Response to FSA's discussion paper 3: FSA's approach to the regulation of the conduct of stakeholder pensions business.
(A copy of discussion paper 3 can be found on the FSA's website www.fsa.gov.uk) |
|
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| 19 June 00 |
|
Conduct of business sourcebook. Response to FSA consultation paper 45 'The conduct of business sourcebook'.
(A copy of consultation paper 45 can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 25 Feb 00 |
|
Training and competence. Response to FSA consultation paper 34: 'Training and Competence Sourcebook'.
(A copy of consultation paper 34 can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 25 Feb 00 |
|
Protecting client money. Response to FSA Consultation Paper 38: ‘Protecting Client Money on the failure of an authorised firm’.
(A copy of consultation paper 38 can be found on the FSA's website www.fsa.gov.uk) |
|
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|
| 10 Feb 00 |
|
Consumer complaints. Response to the joint FSA and Financial Ombudsman Service (FOS) consultation paper 33 'Consumer complaints and the new single ombudsman scheme'.
(A copy of FSA/FOS consultation paper 33 can be found on www.fsa.gov.uk) |
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| 14 Jan 00 |
|
Professional firms Response to FSA consultation paper 30 'The FSA's regulation of professional firms'.
(A copy of FSA consultation paper 30 can be found on www.fsa.gov.uk) |
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|
| 14 Jan 00 |
|
The Permission Regime. Response to FSA Consultation Paper 29: The Permission Regime.
(A copy of the consultation paper can be found on the FSA's website www.fsa.gov.uk) |
|
|
|
| 13 Jan 00 |
|
Comparative Information. Response to FSA consultation paper 28 'Comparative information for financial services'
(A copy of FSA consultation paper 28 can be found on www.fsa.gov.uk) |
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